---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-066558"
form_type: "8-K"
ticker: "SSSS"
cik: "0001509470"
company_name: "SURO CAPITAL CORP."
filed_at: "2023-05-31T23:59:59+00:00"
generated_at: "2026-06-14T10:23:44.094585+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.1
calibrated_materiality_score: 0.1
confidence: "high"
source: SEC EDGAR
---

# SuRo Capital stockholders re-elect directors, approve say-on-pay, ratify auditor at 2023 annual meeting

## Summary
- Mark D. Klein re-elected with 6,523,160 votes for, 759,776 withheld; Lisa Westley with 5,858,515 for, 1,424,421 withheld.
- Advisory say-on-pay approved with 5,552,675 for, 1,084,282 against, 645,979 abstain; 10,157,191 broker non-votes.
- Ratification of Marcum LLP as auditor for FY 2023 approved with 16,677,316 for, 440,315 against, 322,496 abstain.
- All three proposals passed as recommended by the board.

## SEC filing metadata
- accession: 0001104659-23-066558
- form_type: 8-K
- ticker: SSSS
- cik: 0001509470
- company_name: SURO CAPITAL CORP.
- filed_at: 2023-05-31T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.1
- calibrated_materiality_score: 0.1
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1509470/000110465923066558/0001104659-23-066558-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1509470/000110465923066558/tm2317449d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-066558
- JSON: https://secwatch.observer/filing/0001104659-23-066558.json
- Plain text: https://secwatch.observer/filing/0001104659-23-066558.txt

## Key facts
- Shareholder Votes
  SURO CAPITAL CORP. shareholders approved Re-election of Mark D. Klein at the 2023-05-31 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-05-31
  source text: Mark D. Klein 6,523,160 759,776 10,157,191
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509470/000110465923066558/0001104659-23-066558-index.htm
- Shareholder Votes
  SURO CAPITAL CORP. shareholders approved Advisory approval of named executive officer compensation at the 2023-05-31 meeting.
  - Proposal: say on pay
  - Outcome: passed
  - Meeting: 2023-05-31
  source text: For Against Abstain Broker Non-Votes 5,552,675 1,084,282 645,979 10,157,191
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509470/000110465923066558/0001104659-23-066558-index.htm
- Shareholder Votes
  SURO CAPITAL CORP. shareholders approved Re-election of Lisa Westley at the 2023-05-31 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-05-31
  source text: Lisa Westley 5,858,515 1,424,421 10,157,191
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509470/000110465923066558/0001104659-23-066558-index.htm
- Shareholder Votes
  SURO CAPITAL CORP. shareholders approved Ratify selection of independent registered public accounting firm at the 2023-05-31 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-05-31
  source text: For Against Abstain 16,677,316 440,315 322,496
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509470/000110465923066558/0001104659-23-066558-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.