{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-23-067586","form_type":"8-K","ticker":"RZLT","cik":"0001509261","company_name":"Rezolute, Inc.","filed_at":"2023-06-02T23:59:59+00:00","discovered_at":"2026-05-14T18:03:39.158315+00:00","generated_at":"2026-06-14T08:09:30.084817+00:00","sec_items":["5.05","9.01"],"event_type":"other","sentiment":"neutral","materiality_score":0.1,"calibrated_materiality_score":0.1,"confidence":"high","headline":"Rezolute board approves amended code of ethics, no waivers granted","bullets":["Board adopted Amended and Restated Code of Business Conduct and Ethics on May 30, 2023.","Code updates policies on insider trading, conflicts of interest, and compliance with laws.","No explicit or implicit waivers were granted to any provision of the prior code.","Code applies to all officers, employees, and non-employee directors."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-23-067586","json":"https://secwatch.observer/filing/0001104659-23-067586.json","markdown":"https://secwatch.observer/filing/0001104659-23-067586.md","text":"https://secwatch.observer/filing/0001104659-23-067586.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1509261/000110465923067586/0001104659-23-067586-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1509261/000110465923067586/tm2317706d1_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-14T08:09:30.084817+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"100306323244cc81433493f8cb4ebc4d26859ee3","claim":"Rezolute, Inc.: Amended and restated Code of Business Conduct and Ethics to improve readability and clarify policies on compliance, conflicts of interest, insider trading, and related matters, superseding the prior code without any waiver (effective 2023-05-30).","evidence_excerpt":"On May 30, 2023, the Rezolute, Inc. (the “Company”) Board of Directors (the “Board”) approved an Amended and Restated Code of Business Conduct and Ethics in its entirety (the “Code”).","evidence_source":"SEC 8-K Item 5.03/5.05/5.06","evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465923067586/0001104659-23-067586-index.htm","confidence":0.9,"family_label":"Governance Changes","details":[{"label":"Change","value":"code of ethics"},{"label":"Effective","value":"2023-05-30"}],"fact_type":"governance_change"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}