---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-067586"
form_type: "8-K"
ticker: "RZLT"
cik: "0001509261"
company_name: "Rezolute, Inc."
filed_at: "2023-06-02T23:59:59+00:00"
generated_at: "2026-06-14T08:09:30.084817+00:00"
event_type: "other"
sentiment: "neutral"
materiality_score: 0.1
calibrated_materiality_score: 0.1
confidence: "high"
source: SEC EDGAR
---

# Rezolute board approves amended code of ethics, no waivers granted

## Summary
- Board adopted Amended and Restated Code of Business Conduct and Ethics on May 30, 2023.
- Code updates policies on insider trading, conflicts of interest, and compliance with laws.
- No explicit or implicit waivers were granted to any provision of the prior code.
- Code applies to all officers, employees, and non-employee directors.

## SEC filing metadata
- accession: 0001104659-23-067586
- form_type: 8-K
- ticker: RZLT
- cik: 0001509261
- company_name: Rezolute, Inc.
- filed_at: 2023-06-02T23:59:59+00:00
- event_type: other
- sentiment: neutral
- materiality_score: 0.1
- calibrated_materiality_score: 0.1
- confidence: high
- sec_items: 5.05, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1509261/000110465923067586/0001104659-23-067586-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1509261/000110465923067586/tm2317706d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-067586
- JSON: https://secwatch.observer/filing/0001104659-23-067586.json
- Plain text: https://secwatch.observer/filing/0001104659-23-067586.txt

## Key facts
- Governance Changes
  Rezolute, Inc.: Amended and restated Code of Business Conduct and Ethics to improve readability and clarify policies on compliance, conflicts of interest, insider trading, and related matters, superseding the prior code without any waiver (effective 2023-05-30).
  - Change: code of ethics
  - Effective: 2023-05-30
  source text: On May 30, 2023, the Rezolute, Inc. (the “Company”) Board of Directors (the “Board”) approved an Amended and Restated Code of Business Conduct and Ethics in its entirety (the “Code”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509261/000110465923067586/0001104659-23-067586-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.