---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-072275"
form_type: "8-K"
ticker: "ALCE"
cik: "0001883984"
company_name: "Alternus Clean Energy, Inc."
filed_at: "2023-06-16T23:59:59+00:00"
generated_at: "2026-06-13T23:20:27.098820+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# NASDAQ notifies Clean Earth Acquisitions Corp. warrants below $1M MV minimum

## Summary
- Warrants (CLINW) aggregate MV reported as $575K, below $1M minimum required by NASDAQ listing rule 5452(b)(C).
- Company has 45 days until July 28, 2023 to submit a plan to regain compliance; up to 180-day extension possible.
- Notice applies only to public warrants; common stock, units, and rights listing unaffected at this time.
- Failure to regain compliance could lead to delisting of warrants; company may appeal to a NASDAQ hearings panel.
- Company intends to timely submit a plan but no assurance of acceptance or extension.

## SEC filing metadata
- accession: 0001104659-23-072275
- form_type: 8-K
- ticker: ALCE
- cik: 0001883984
- company_name: Alternus Clean Energy, Inc.
- filed_at: 2023-06-16T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1883984/000110465923072275/0001104659-23-072275-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1883984/000110465923072275/tm2318882d3_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-072275
- JSON: https://secwatch.observer/filing/0001104659-23-072275.json
- Plain text: https://secwatch.observer/filing/0001104659-23-072275.txt

## Key facts
- Listing & Compliance Notices
  Alternus Clean Energy, Inc. received a nasdaq noncompliance notice notice regarding market value (rules 5452(b)(C)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: market value
  - Rules: 5452(b)(C)
  source text: June 13, 2023, Clean Earth Acquisitions Corp. (the “Company”) received a letter (the “Notification Letter”) from the Listing Qualifications Department of NASDAQ Stock Market (the “Staff”) notifying the Company that the $575,000.00 aggregate market value of the Company’s outstanding public warrants, ticker symbol CLINW, as reported in the Company’s Quarterly Report on Form 10-Q for the period ended March 31, 2023, was below the minimum aggregate market value of $1,000,000.00 required for continued listing on the NASDAQ Capital Market as set forth in NASDAQ listing rule 5452(b)(C) (the “Rule”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1883984/000110465923072275/0001104659-23-072275-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.