---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-076313"
form_type: "8-K"
ticker: null
cik: "0000808326"
company_name: "EMCORE CORP"
filed_at: "2023-06-29T23:59:59+00:00"
generated_at: "2026-06-13T15:11:26.264469+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# EMCORE receives Nasdaq delisting notice for bid price below $1.00

## Summary
- Received Nasdaq letter on June 23, 2023 for non-compliance with minimum bid price of $1.00 for 30 consecutive business days.
- Must achieve closing bid price ≥ $1.00 for at least 10 consecutive business days by December 20, 2023 to regain compliance.
- No immediate impact on listing or trading; company will monitor and consider options to resolve deficiency.
- If not compliant by deadline, may be eligible for additional grace period under Nasdaq rules.

## SEC filing metadata
- accession: 0001104659-23-076313
- form_type: 8-K
- cik: 0000808326
- company_name: EMCORE CORP
- filed_at: 2023-06-29T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/808326/000110465923076313/0001104659-23-076313-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/808326/000110465923076313/tm2320066d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-076313
- JSON: https://secwatch.observer/filing/0001104659-23-076313.json
- Plain text: https://secwatch.observer/filing/0001104659-23-076313.txt

## Key facts
- Listing & Compliance Notices
  EMCORE CORP received a nasdaq deficiency notice notice regarding minimum bid price (rules 5450(a)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 5450(a)(1)
  source text: June 23, 2023, EMCORE Corporation (the “Company”) received a letter (the “Notification Letter”) from The Nasdaq Stock Market LLC (“Nasdaq”) stating that the Company was not in compliance with the minimum bid price requirements set forth in Nasdaq Listing Rule 5450(a)(1) because the Company's common stock failed to maintain a minimum closing bid price of $1.00 per share for 30 consecutive business days. To regain compliance, the closing bid price of the Company’s common stock must be at least $1.00 per share for a minimum of 10 consecutive business days at any time prior to December 20, 2023. I
  evidence_url: https://www.sec.gov/Archives/edgar/data/808326/000110465923076313/0001104659-23-076313-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.