--- schema_version: "secwatch.filing_event.v1" accession: "0001104659-23-077753" form_type: "8-K" ticker: "JHG" cik: "0001274173" company_name: "JANUS HENDERSON GROUP PLC" filed_at: "2023-07-05T23:59:59+00:00" generated_at: "2026-06-13T12:33:12.404585+00:00" event_type: "debt" sentiment: "neutral" materiality_score: 0.3 calibrated_materiality_score: 0.3 confidence: "high" source: SEC EDGAR --- # Janus Henderson enters $200M revolving credit facility, replaces prior facility ## Summary - $200M unsecured multi-currency revolver matures June 30, 2028; two one-year extension options. - Guaranteed by Janus Henderson US (Holdings) Inc. while 4.875% senior notes due 2025 remain outstanding. - Leverage covenant: max 3.00x EBITDA (3.50x after material acquisition for up to two periods). - Interest rate: term/compounded reference rate plus margin based on credit rating; various fees apply. - Replaces prior $200M credit facility dated 2017 (as amended 2021), which was terminated. ## SEC filing metadata - accession: 0001104659-23-077753 - form_type: 8-K - ticker: JHG - cik: 0001274173 - company_name: JANUS HENDERSON GROUP PLC - filed_at: 2023-07-05T23:59:59+00:00 - event_type: debt - sentiment: neutral - materiality_score: 0.3 - calibrated_materiality_score: 0.3 - confidence: high - sec_items: 1.01, 1.02, 2.03, 9.01 - EDGAR index: https://www.sec.gov/Archives/edgar/data/1274173/000110465923077753/0001104659-23-077753-index.htm - EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1274173/000110465923077753/tm2320291d1_8k.htm ## Machine-readable alternates - HTML: https://secwatch.observer/filing/0001104659-23-077753 - JSON: https://secwatch.observer/filing/0001104659-23-077753.json - Plain text: https://secwatch.observer/filing/0001104659-23-077753.txt ## Key facts - Debt Financings JANUS HENDERSON GROUP PLC incurred revolving credit of $200.0 million with Bank of America Europe Designated Activity Company maturing June 30, 2028. - Instrument: revolving credit - Principal: $200.0 million - Counterparty: Bank of America Europe Designated Activity Company - Maturity: June 30, 2028 - Event: incurrence source text: On June 30, 2023, Janus Henderson Group plc (the “Company”) entered into a five-year, $200.0 million unsecured, multi-currency revolving credit facility (the “Revolving Credit Facility”), with Janus Henderson US (Holdings) Inc., as guarantor, Bank of America Europe Designated Activity Company, as coordinator, bookrunner and mandated lead arranger, and facility agent, Citibank, N.A., as bookrunner and mandated lead arranger, BNP Paribas, London Branch, NatWest Markets plc, State Street Bank and Trust Company, and Wells Fargo Bank, National Association, as mandated lead arrangers, and the other lenders party thereto. evidence_url: https://www.sec.gov/Archives/edgar/data/1274173/000110465923077753/0001104659-23-077753-index.htm - Material Agreements JANUS HENDERSON GROUP PLC entered into Revolving Credit Facility with Bank of America Europe Designated Activity Company, Citibank, N.A., BNP Paribas, London Branch, NatWest Markets plc, State Street Bank and Trust Company, Wells Fargo Bank, National Association, and the other lenders valued at $200.0 million (effective 2023-06-30). - Action: entry - Agreement: credit facility - Counterparty: Bank of America Europe Designated Activity Company, Citibank, N.A., BNP Paribas, London Branch, NatWest Markets plc, State Street Bank and Trust Company, Wells Fargo Bank, National Association, and the other lenders - Value: $200.0 million - Effective: 2023-06-30 source text: On June 30, 2023, Janus Henderson Group plc (the “Company”) entered into a five-year, $200.0 million unsecured, multi-currency revolving credit facility (the “Revolving Credit Facility”), with Janus Henderson US (Holdings) Inc., as guarantor, Bank of America Europe Designated Activity Company, as coordinator, bookrunner and mandated lead arranger, and facility agent, Citibank, N.A., as bookrunner and mandated lead arranger, BNP Paribas, London Branch, NatWest Markets plc, State Street Bank and Trust Company, and Wells Fargo Bank, National Association, as mandated lead arrangers, and the other lenders party thereto. evidence_url: https://www.sec.gov/Archives/edgar/data/1274173/000110465923077753/0001104659-23-077753-index.htm - Material Agreements JANUS HENDERSON GROUP PLC terminated prior $200.0 million revolving credit facility dated February 16, 2017 (as amended and restated effective December 21, 2021) with Janus Henderson US (Holdings) Inc., Bank of America Europe Designated Activity Company, and the other lenders valued at $200.0 million (effective 2023-06-30). - Action: termination - Agreement: credit facility - Counterparty: Janus Henderson US (Holdings) Inc., Bank of America Europe Designated Activity Company, and the other lenders - Value: $200.0 million - Effective: 2023-06-30 source text: In connection with the entry into of the Revolving Credit Facility on June 30, 2023, we terminated our prior $200.0 million revolving credit facility dated February 16, 2017 (as amended and restated effective December 21, 2021), between Janus Henderson Group plc, as borrower, Janus Henderson US (Holdings) Inc. (formerly known as Janus Capital Group Inc.), as guarantor, Bank of America Europe Designated Activity Company (as successor in title to Bank of America Merrill Lynch International Limited), as facility agent, and the other lenders party thereto. evidence_url: https://www.sec.gov/Archives/edgar/data/1274173/000110465923077753/0001104659-23-077753-index.htm This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.