---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-085194"
form_type: "8-K"
ticker: "CION"
cik: "0001534254"
company_name: "CION Investment Corp"
filed_at: "2023-07-28T23:59:59+00:00"
generated_at: "2026-06-12T23:00:46.866582+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.15
confidence: "high"
source: SEC EDGAR
---

# CION Investment Corp annual meeting elects directors; share issuance vote adjourned to Sept 15

## Summary
- Directors Robert Breakstone, Catherine Choi, Aron Schwartz elected with votes 21.2M-22.5M; no broker non-votes.
- Share Issuance Proposal to sell shares below NAV (up to 25% of outstanding) failed to pass; meeting adjourned for further solicitation.
- Reconvened meeting set for Sept 15, 2023 at 5pm ET virtual; existing proxies remain valid.
- Record date of May 31, 2023 unchanged for reconvened meeting.

## SEC filing metadata
- accession: 0001104659-23-085194
- form_type: 8-K
- ticker: CION
- cik: 0001534254
- company_name: CION Investment Corp
- filed_at: 2023-07-28T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.15
- confidence: high
- sec_items: 5.07, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1534254/000110465923085194/0001104659-23-085194-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1534254/000110465923085194/tm2321935d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-085194
- JSON: https://secwatch.observer/filing/0001104659-23-085194.json
- Plain text: https://secwatch.observer/filing/0001104659-23-085194.txt

## Key facts
- Shareholder Votes
  CION Investment Corp shareholders approved Election of three members of the board of directors: Robert A. Breakstone, Catherine K. Choi, Aron I. Schwartz at the 2023-07-27 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-07-27
  source text: The director nominees listed in CION’s 2023 proxy statement were elected by CION’s shareholders at the Annual Meeting. The votes for, votes withheld and broker non-votes for the director nominees are set forth below: Director Nominee Votes For Votes Withheld Broker Non-Votes R obert A. Breakstone 21,226,123 3,887,665 0 Catherine K. Choi 22,545,071 2,568,717 0 Aron I. Schwartz 21,573,208 3,540,580 0
  evidence_url: https://www.sec.gov/Archives/edgar/data/1534254/000110465923085194/0001104659-23-085194-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.