---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-094234"
form_type: "8-K"
ticker: null
cik: "0001798270"
company_name: "Assure Holdings Corp."
filed_at: "2023-08-22T23:59:59+00:00"
generated_at: "2026-06-11T05:41:59.271109+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Assure Holdings receives Nasdaq equity deficiency notice; faces dual delisting risk

## Summary
- Received Nasdaq notice on Aug 16, 2023 for failing to meet $2.5M stockholders' equity requirement (or $35M market value or $500K net income).
- Company has until Oct 2, 2023 to submit compliance plan; extension to Feb 12, 2024 possible if plan accepted.
- Also has prior bid price deficiency (below $1.00) with deadline Jan 22, 2024 to regain compliance.
- Failure to regain compliance with either requirement could result in delisting from Nasdaq Capital Market.

## SEC filing metadata
- accession: 0001104659-23-094234
- form_type: 8-K
- cik: 0001798270
- company_name: Assure Holdings Corp.
- filed_at: 2023-08-22T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1798270/000110465923094234/0001104659-23-094234-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1798270/000110465923094234/tm2324327d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-094234
- JSON: https://secwatch.observer/filing/0001104659-23-094234.json
- Plain text: https://secwatch.observer/filing/0001104659-23-094234.txt

## Key facts
- Listing & Compliance Notices
  Assure Holdings Corp. received a nasdaq noncompliance notice notice regarding stockholders equity (rules 5550(b)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: stockholders equity
  - Rules: 5550(b)
  source text: August 16, 2023, Assure Holdings Corp. (the “Company”) received notice from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) that the Company no longer satisfies the $2.5 million stockholders’ equity requirement for continued listing on The Nasdaq Capital Market, or the alternatives to that requirement - a $35 million market value of listed securities or $500,000 in net income in the most recent fiscal year or two or the last three fiscal years - as required by Nasdaq Listing Rule 5550(b) (the “Equity Requirement”). As with the Bid Price Deficiency
  evidence_url: https://www.sec.gov/Archives/edgar/data/1798270/000110465923094234/0001104659-23-094234-index.htm
- Listing & Compliance Notices
  Assure Holdings Corp. received a nasdaq noncompliance notice notice regarding minimum bid price (rules 5550(a)(2)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: minimum bid price
  - Rules: 5550(a)(2)
  source text: July 25, 2023, following the Company’s failure to maintain a minimum closing bid price of $1.00 per share over the previous thirty consecutive business day period (the “Bid Price Deficiency Letter”), in contravention of Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Requirement”). As previously disclosed, the Company was provided a 180 calendar-day period to regain compliance with the Bid Price Requirement, through January 22, 2024. If the Company does not regain compliance with the Bid Price Requirement by January 22, 2024, the Company would be eligible to request, but may not qualify for, an
  evidence_url: https://www.sec.gov/Archives/edgar/data/1798270/000110465923094234/0001104659-23-094234-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.