---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-094938"
form_type: "8-K"
ticker: "AUMN"
cik: "0001011509"
company_name: "Golden Minerals Co"
filed_at: "2023-08-24T23:59:59+00:00"
generated_at: "2026-06-11T03:50:46.159077+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# Golden Minerals receives NYSE American plan acceptance to regain listing compliance by Dec 2024

## Summary
- NYSE American accepted compliance plan on Aug 22, 2023; company had equity of $4.1M (Mar 31) and $5.6M (Jun 30) vs $6M minimum.
- Cure period granted until December 6, 2024 to satisfy Section 1003(a)(iii) of the NYSE American Company Guide.
- Common stock (AUMN) will continue trading on NYSE American under periodic monitoring during the plan period.
- Failure to make progress consistent with the plan or to regain compliance by Dec 2024 may result in delisting.

## SEC filing metadata
- accession: 0001104659-23-094938
- form_type: 8-K
- ticker: AUMN
- cik: 0001011509
- company_name: Golden Minerals Co
- filed_at: 2023-08-24T23:59:59+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 3.0, 7.01, 9.01, 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1011509/000110465923094938/0001104659-23-094938-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1011509/000110465923094938/tm2323859d5_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-094938
- JSON: https://secwatch.observer/filing/0001104659-23-094938.json
- Plain text: https://secwatch.observer/filing/0001104659-23-094938.txt

## Key facts
- Listing & Compliance Notices
  Golden Minerals Co received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(iii)).
  - Exchange: nyse american
  - Notice: deficiency notice
  - Deficiency: stockholders equity
  - Rules: 1003(a)(iii)
  source text: June 6, 2023 that the Company is not in compliance with Section 1003(a)(iii) of the NYSE American Company Guide (the “Company Guide”). The Company is required to report a stockholders’ equity of $6.0 million or more if the Company has reported losses from continuing operations and/or net losses in its five most recent fiscal years. The Company reported stockholders’ equity of $4.1 million as of March 31, 2023, and $5.6 million as of June 30, 2023, and losses from continuing operations and/or net losses in each of its five most recent fiscal years ended December 31, 2022. As a result, the Compa
  evidence_url: https://www.sec.gov/Archives/edgar/data/1011509/000110465923094938/0001104659-23-094938-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.