secwatch.observer — SEC 8-K summary
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Issuer:     Golden Minerals Co (AUMN)
CIK:        0001011509
Form:       8-K
Filed at:   2023-08-24T23:59:59+00:00
Accession:  0001104659-23-094938
Event type: regulatory
Sentiment:  positive
Materiality: 0.55
Item codes: 3.0, 7.01, 9.01, 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Golden Minerals receives NYSE American plan acceptance to regain listing compliance by Dec 2024
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- NYSE American accepted compliance plan on Aug 22, 2023; company had equity of $4.1M (Mar 31) and $5.6M (Jun 30) vs $6M minimum.
- Cure period granted until December 6, 2024 to satisfy Section 1003(a)(iii) of the NYSE American Company Guide.
- Common stock (AUMN) will continue trading on NYSE American under periodic monitoring during the plan period.
- Failure to make progress consistent with the plan or to regain compliance by Dec 2024 may result in delisting.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1011509/000110465923094938/0001104659-23-094938-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1011509/000110465923094938/tm2323859d5_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-23-094938

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