secwatch.observer — SEC 8-K summary ====================================== Issuer: MOBIX LABS, INC (MOBX) CIK: 0001855467 Form: 8-K Filed at: 2023-08-30T23:59:59+00:00 Accession: 0001104659-23-096865 Event type: regulatory Sentiment: negative Materiality: 0.65 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 Chavant Capital receives Nasdaq notice for insufficient public holders deficiency -------------------------------------------------------------------------------- - Nasdaq notified Chavant on Aug 24, 2023 it fails Rule 5550(a)(3) requiring at least 300 Public Holders. - Company has 45 calendar days to submit a plan to regain compliance with the rule. - If plan accepted, Nasdaq may grant up to 180-day extension from notice date to evidence compliance. - Notice has no immediate effect on listing or trading; company intends to submit a compliance plan. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1855467/000110465923096865/0001104659-23-096865-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1855467/000110465923096865/tm2325141d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-23-096865 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer