{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-23-100154","form_type":"8-K","ticker":"AAOI","cik":"0001158114","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2023-09-13T23:59:59+00:00","discovered_at":"2026-05-14T18:03:33.250710+00:00","generated_at":"2026-06-10T18:51:26.657534+00:00","sec_items":["1.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.3,"confidence":"medium","headline":"Applied Optoelectronics amends ATM equity offering facility; up to $70M available","bullets":["Entered Amendment No. 1 to Equity Distribution Agreement with Raymond James on Sept 12, 2023.","Total $70M at-the-market common stock offering capacity unchanged; $24M already sold as of Sept 12.","Sales agent receives up to 2% of gross proceeds; company may sell shares at its discretion.","Shares offered under existing effective shelf registration statement (No. 333-269132)."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-23-100154","json":"https://secwatch.observer/filing/0001104659-23-100154.json","markdown":"https://secwatch.observer/filing/0001104659-23-100154.md","text":"https://secwatch.observer/filing/0001104659-23-100154.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1158114/000110465923100154/0001104659-23-100154-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1158114/000110465923100154/tm2325837d1_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-10T18:51:26.657534+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"edaf252d7f2e739a7776fa42a21d75cdf85d7a9e","claim":"APPLIED OPTOELECTRONICS, INC. entered into Amendment No. 1 to the Equity Distribution Agreement with Raymond James & Associates, Inc. valued at aggregate offering price of up to $70 million (effective 2023-09-12).","evidence_excerpt":"On September 12, 2023, Applied Optoelectronics, Inc. (the “Company”) entered into Amendment No. 1 to the Equity Distribution Agreement (the “Amendment”) with Raymond James & Associates, Inc. (the “Sales Agent”), amending the Equity Distribution Agreement dated as of March 24, 2023","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1158114/000110465923100154/0001104659-23-100154-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"atm program"},{"label":"Counterparty","value":"Raymond James & Associates, Inc."},{"label":"Value","value":"aggregate offering price of up to $70 million"},{"label":"Effective","value":"2023-09-12"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}