secwatch.observer — SEC 8-K summary
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Issuer:     APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK:        0001158114
Form:       8-K
Filed at:   2023-09-13T23:59:59+00:00
Accession:  0001104659-23-100154
Event type: other_material
Sentiment:  neutral
Materiality: 0.30
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Applied Optoelectronics amends ATM equity offering facility; up to $70M available
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- Entered Amendment No. 1 to Equity Distribution Agreement with Raymond James on Sept 12, 2023.
- Total $70M at-the-market common stock offering capacity unchanged; $24M already sold as of Sept 12.
- Sales agent receives up to 2% of gross proceeds; company may sell shares at its discretion.
- Shares offered under existing effective shelf registration statement (No. 333-269132).

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1158114/000110465923100154/0001104659-23-100154-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1158114/000110465923100154/tm2325837d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-23-100154

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