---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-104825"
form_type: "8-K"
ticker: null
cik: "0001821850"
company_name: "Sunlight Financial Holdings Inc."
filed_at: "2023-09-28T23:59:59+00:00"
generated_at: "2026-06-10T07:44:21.951342+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.9
calibrated_materiality_score: 0.9
confidence: "high"
source: SEC EDGAR
---

# Sunlight Financial receives NYSE delisting notice; stock moves to OTC Pink

## Summary
- NYSE to suspend trading and delist SUNL common stock and warrants (SUNL.WS) for failing to maintain $15M avg global market cap over 30 days.
- Company will not appeal the delisting determination.
- Effective Sept 26, 2023, SUNL began trading on OTC Pink under SUNL; warrants under SUNLW.
- No assurance that trading on OTC will continue, or that sufficient liquidity or broker-dealer quotes will be available.

## SEC filing metadata
- accession: 0001104659-23-104825
- form_type: 8-K
- cik: 0001821850
- company_name: Sunlight Financial Holdings Inc.
- filed_at: 2023-09-28T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.9
- calibrated_materiality_score: 0.9
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1821850/000110465923104825/0001104659-23-104825-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1821850/000110465923104825/tm2327107d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-104825
- JSON: https://secwatch.observer/filing/0001104659-23-104825.json
- Plain text: https://secwatch.observer/filing/0001104659-23-104825.txt

## Key facts
- Listing & Compliance Notices
  Sunlight Financial Holdings Inc. received a nyse delisting notice notice regarding market value (rules 802.01B).
  - Exchange: nyse
  - Notice: delisting notice
  - Deficiency: market value
  - Rules: 802.01B
  source text: Company’s warrants to purchase common stock (NYSE:SUNL.WS) and (ii) commence proceedings to delist these securities from the NYSE. The NYSE announced that trading of these securities would be suspended immediately. NYSE Regulation reached its decision to delist these securities pursuant to Section 802.01B of the NYSE’s Listed Company Manual because the Company had fallen below the NYSE’s continued listing standard requiring listed companies to maintain an average global market capitalization over a consecutive 30 trading day period of at least $15,000,000. The Company does not intend to appea
  evidence_url: https://www.sec.gov/Archives/edgar/data/1821850/000110465923104825/0001104659-23-104825-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.