secwatch.observer — SEC 8-K summary
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Issuer:     Sunlight Financial Holdings Inc. (—)
CIK:        0001821850
Form:       8-K
Filed at:   2023-09-28T23:59:59+00:00
Accession:  0001104659-23-104825
Event type: regulatory
Sentiment:  negative
Materiality: 0.90
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Sunlight Financial receives NYSE delisting notice; stock moves to OTC Pink
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- NYSE to suspend trading and delist SUNL common stock and warrants (SUNL.WS) for failing to maintain $15M avg global market cap over 30 days.
- Company will not appeal the delisting determination.
- Effective Sept 26, 2023, SUNL began trading on OTC Pink under SUNL; warrants under SUNLW.
- No assurance that trading on OTC will continue, or that sufficient liquidity or broker-dealer quotes will be available.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1821850/000110465923104825/0001104659-23-104825-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1821850/000110465923104825/tm2327107d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-23-104825

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer