secwatch.observer — SEC 8-K summary ====================================== Issuer: TriSalus Life Sciences, Inc. (TLSI) CIK: 0001826667 Form: 8-K Filed at: 2023-10-03T23:59:59+00:00 Accession: 0001104659-23-106087 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 3.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 TriSalus enters $30M standby equity purchase agreement with Yorkville; authorizes up to $4M warrant repurchase -------------------------------------------------------------------------------- - Entered Standby Equity Purchase Agreement to sell up to $30M common stock to Yorkville at 96-97% of VWAP. - Paid $25,000 structuring fee and $300,000 commitment fee; registration statement required before sales. - Board authorized repurchase of publicly-held warrants for up to $4 million. - Advances capped by 4.99% ownership limit and 19.99% exchange cap on outstanding stock. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1826667/000110465923106087/0001104659-23-106087-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1826667/000110465923106087/tm2327123d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-23-106087 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer