---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-107216"
form_type: "8-K"
ticker: "COHN"
cik: "0001270436"
company_name: "Cohen & Co Inc."
filed_at: "2023-10-05T23:59:59+00:00"
generated_at: "2026-06-10T03:47:51.521433+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Cohen & Co. enters $75M ATM equity distribution agreement with Northland Capital Markets

## Summary
- Up to $75M of common stock may be sold at-the-market through Northland Capital Markets under the new agreement.
- Sales agent commission set at 2.5% of gross proceeds; immediate selling capacity capped at $4.7M due to public float rules.
- Prior $75M ATM agreement with Northland dated Dec 1, 2020 was terminated upon execution of the new agreement.
- Shares to be issued under existing Form S-3 shelf registration (No. 333-249641) with a Prospectus Supplement dated Oct 5, 2023.

## SEC filing metadata
- accession: 0001104659-23-107216
- form_type: 8-K
- ticker: COHN
- cik: 0001270436
- company_name: Cohen & Co Inc.
- filed_at: 2023-10-05T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 10.1, 1.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1270436/000110465923107216/0001104659-23-107216-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1270436/000110465923107216/tm2327708d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-107216
- JSON: https://secwatch.observer/filing/0001104659-23-107216.json
- Plain text: https://secwatch.observer/filing/0001104659-23-107216.txt

## Key facts
- Material Agreements
  Cohen & Co Inc. entered into Equity Distribution Agreement with Northland Securities, Inc. (trade name Northland Capital Markets) valued at up to $75,000,000 (effective 2023-10-05).
  - Action: entry
  - Agreement: atm program
  - Counterparty: Northland Securities, Inc. (trade name Northland Capital Markets)
  - Value: up to $75,000,000
  - Effective: 2023-10-05
  source text: On October 5, 2023, Cohen & Company Inc., a Maryland corporation (the “Company”), entered into an Equity Distribution Agreement (the “Agreement”) with Northland Securities, Inc. (trade name Northland Capital Markets), as sales agent (the “Sales Agent”), relating to the issuance and sale from time to time by the Company (the “ATM Program”), through the Sales Agent, of shares of the Company’s common stock, par value $0.01 per share, having an aggregate offering price of up to $75,000,000 (the “Shares”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1270436/000110465923107216/0001104659-23-107216-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.