secwatch.observer — SEC 8-K summary
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Issuer:     Cohen & Co Inc. (COHN)
CIK:        0001270436
Form:       8-K
Filed at:   2023-10-05T23:59:59+00:00
Accession:  0001104659-23-107216
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 1.01, 10.1, 1.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Cohen & Co. enters $75M ATM equity distribution agreement with Northland Capital Markets
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- Up to $75M of common stock may be sold at-the-market through Northland Capital Markets under the new agreement.
- Sales agent commission set at 2.5% of gross proceeds; immediate selling capacity capped at $4.7M due to public float rules.
- Prior $75M ATM agreement with Northland dated Dec 1, 2020 was terminated upon execution of the new agreement.
- Shares to be issued under existing Form S-3 shelf registration (No. 333-249641) with a Prospectus Supplement dated Oct 5, 2023.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1270436/000110465923107216/0001104659-23-107216-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1270436/000110465923107216/tm2327708d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-23-107216

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