---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-109618"
form_type: "8-K"
ticker: "PFG"
cik: "0001126328"
company_name: "PRINCIPAL FINANCIAL GROUP INC"
filed_at: "2023-10-17T23:59:59+00:00"
generated_at: "2026-06-09T22:24:45.299859+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Principal Financial reports Q3 2023 AUM of $650.6B, down from prior quarter

## Summary
- Total AUM as of Sept 30, 2023: $650.6 billion.
- Principal Global Investors manages $469.0B; Principal International $168.4B.
- Principal Asset Management AUM (marketing metric): $506.9B.
- Disclosure made ahead of Q3 earnings, expected Oct 26, 2023.

## SEC filing metadata
- accession: 0001104659-23-109618
- form_type: 8-K
- ticker: PFG
- cik: 0001126328
- company_name: PRINCIPAL FINANCIAL GROUP INC
- filed_at: 2023-10-17T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 7.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1126328/000110465923109618/0001104659-23-109618-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1126328/000110465923109618/tm2328610d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-109618
- JSON: https://secwatch.observer/filing/0001104659-23-109618.json
- Plain text: https://secwatch.observer/filing/0001104659-23-109618.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.