---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-111111"
form_type: "8-K"
ticker: "MOBX"
cik: "0001855467"
company_name: "MOBIX LABS, INC"
filed_at: "2023-10-24T23:59:59+00:00"
generated_at: "2026-06-09T14:37:31.555087+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Chavant Capital receives Nasdaq delisting notice for failure to meet minimum public holders and market value rules

## Summary
- Nasdaq notified Chavant Capital of additional delisting basis: minimum 300 public holders not met.
- Company also fails to maintain $35M minimum Market Value of Listed Securities (MVLS Rule).
- Hearing before Nasdaq Panel scheduled for November 9, 2023, to consider both deficiencies.
- Company submitted compliance plan but no assurance of granting extension or regaining compliance.
- Notice does not cause immediate delisting; trading continues pending Panel decision.

## SEC filing metadata
- accession: 0001104659-23-111111
- form_type: 8-K
- ticker: MOBX
- cik: 0001855467
- company_name: MOBIX LABS, INC
- filed_at: 2023-10-24T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1855467/000110465923111111/0001104659-23-111111-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1855467/000110465923111111/tm2329025d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-111111
- JSON: https://secwatch.observer/filing/0001104659-23-111111.json
- Plain text: https://secwatch.observer/filing/0001104659-23-111111.txt

## Key facts
- Listing & Compliance Notices
  MOBIX LABS, INC received a nasdaq delisting notice notice regarding market value (rules 5550(b)(2)).
  - Exchange: nasdaq
  - Notice: delisting notice
  - Deficiency: market value
  - Rules: 5550(b)(2)
  source text: the “Hearing”), in connection with the Company’s previously reported failure to maintain a minimum Market Value of Listed Securities (“MVLS”) for the Company’s ordinary shares above the $35 million minimum MVLS requirement for continued listing on The Nasdaq Capital Market under Nasdaq Listing Rule 5550(b)(2) (the “MVLS Rule”) and (ii) the Company’s previously reported failure to satisfy Listing Rule 5550(a)(3), which requires the Company to have at least 300 “Public Holders” (as defined in Listing Rule 5005(a)(36)) for continued listing on The Nasdaq Capital Market (the “Minimum Public Holder
  evidence_url: https://www.sec.gov/Archives/edgar/data/1855467/000110465923111111/0001104659-23-111111-index.htm
- Listing & Compliance Notices
  MOBIX LABS, INC received a nasdaq delisting notice notice regarding shareholders (rules 5550(a)(3)).
  - Exchange: nasdaq
  - Notice: delisting notice
  - Deficiency: shareholders
  - Rules: 5550(a)(3)
  source text: the “Hearing”), in connection with the Company’s previously reported failure to maintain a minimum Market Value of Listed Securities (“MVLS”) for the Company’s ordinary shares above the $35 million minimum MVLS requirement for continued listing on The Nasdaq Capital Market under Nasdaq Listing Rule 5550(b)(2) (the “MVLS Rule”) and (ii) the Company’s previously reported failure to satisfy Listing Rule 5550(a)(3), which requires the Company to have at least 300 “Public Holders” (as defined in Listing Rule 5005(a)(36)) for continued listing on The Nasdaq Capital Market (the “Minimum Public Holder
  evidence_url: https://www.sec.gov/Archives/edgar/data/1855467/000110465923111111/0001104659-23-111111-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.