secwatch.observer — SEC 8-K summary
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Issuer:     MOBIX LABS, INC (MOBX)
CIK:        0001855467
Form:       8-K
Filed at:   2023-10-24T23:59:59+00:00
Accession:  0001104659-23-111111
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Chavant Capital receives Nasdaq delisting notice for failure to meet minimum public holders and market value rules
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- Nasdaq notified Chavant Capital of additional delisting basis: minimum 300 public holders not met.
- Company also fails to maintain $35M minimum Market Value of Listed Securities (MVLS Rule).
- Hearing before Nasdaq Panel scheduled for November 9, 2023, to consider both deficiencies.
- Company submitted compliance plan but no assurance of granting extension or regaining compliance.
- Notice does not cause immediate delisting; trading continues pending Panel decision.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1855467/000110465923111111/0001104659-23-111111-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1855467/000110465923111111/tm2329025d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-23-111111

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