secwatch.observer — SEC 8-K summary ====================================== Issuer: Transcode Therapeutics, Inc. (RNAZ) CIK: 0001829635 Form: 8-K Filed at: 2023-10-27T23:59:59+00:00 Accession: 0001104659-23-112166 Event type: other_material Sentiment: positive Materiality: 0.75 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Nasdaq Panel grants TransCode continued listing extension to Jan 22, 2024 ------------------------------------------------------------------------- - Company must provide update on meeting stockholders' equity requirement by Nov 14, 2023 after Q3 10-Q filing. - By Jan 22, 2024, must demonstrate long-term compliance with Nasdaq's $2.5M stockholders' equity rule. - Panel cannot extend listing beyond Jan 22 if compliance not achieved; conditions may be reconsidered. - Company must promptly notify Nasdaq of any events that could affect compliance during exception period. - Previously received delisting determination after Staff rejected compliance plan; hearing held Oct 5, 2023. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1829635/000110465923112166/0001104659-23-112166-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1829635/000110465923112166/tm2329299d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-23-112166 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer