secwatch.observer — SEC 8-K summary ====================================== Issuer: MONROE CAPITAL Corp (—) CIK: 0001512931 Form: 8-K Filed at: 2023-11-03T23:59:59+00:00 Accession: 0001104659-23-114275 Event type: other Sentiment: neutral Materiality: 0.25 Item codes: 5.05, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Monroe Capital board approves amended Joint Code of Ethics including Horizon entities and governance updates. -------------------------------------------------------------------------------- - Board approved amended and restated Joint Code of Ethics on November 2, 2023. - Amendments extend code coverage to Horizon Technology Finance Management LLC and Horizon Technology Finance Corporation. - Updates include enhanced conflicts-of-interest provisions and SPAC-related conflict procedures. - No explicit or implicit waivers were granted under the amended code. - Full text of Amended Code filed as Exhibit 14.1 and available on the company website. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1512931/000110465923114275/0001104659-23-114275-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1512931/000110465923114275/tm2329790d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-23-114275 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer