---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-114809"
form_type: "8-K"
ticker: null
cik: "0001173281"
company_name: "NeuBase Therapeutics, Inc."
filed_at: "2023-11-06T23:59:59+00:00"
generated_at: "2026-06-08T19:08:57.400811+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.85
calibrated_materiality_score: 0.85
confidence: "high"
source: SEC EDGAR
---

# NeuBase receives Nasdaq deficiency notice; bid price below $1.00 for 30 days

## Summary
- Nasdaq notified NeuBase on Nov 3, 2023 that its common stock bid price has been below $1.00 for 30 consecutive business days.
- Company has 180 days, until May 1, 2024, to regain compliance by closing at $1.00 or higher for at least 10 consecutive business days.
- If not cured by May 1, NeuBase may qualify for a second 180-day period by meeting other listing standards and providing a reverse split plan.
- The notice does not immediately affect trading on Nasdaq; stock continues to trade under symbol NBSE.
- Company intends to monitor bid price and consider options to regain compliance, but no assurance of success.

## SEC filing metadata
- accession: 0001104659-23-114809
- form_type: 8-K
- cik: 0001173281
- company_name: NeuBase Therapeutics, Inc.
- filed_at: 2023-11-06T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.85
- calibrated_materiality_score: 0.85
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1173281/000110465923114809/0001104659-23-114809-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1173281/000110465923114809/tm2330001d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-114809
- JSON: https://secwatch.observer/filing/0001104659-23-114809.json
- Plain text: https://secwatch.observer/filing/0001104659-23-114809.txt

## Key facts
- Listing & Compliance Notices
  NeuBase Therapeutics, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 5550(a)(2), 5810(c)(3)(A)
  source text: ule 5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per share (the “Minimum Bid Price Requirement”),
  evidence_url: https://www.sec.gov/Archives/edgar/data/1173281/000110465923114809/0001104659-23-114809-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.