secwatch.observer — SEC 8-K summary
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Issuer:     Golden Minerals Co (AUMN)
CIK:        0001011509
Form:       8-K
Filed at:   2023-11-09T23:59:59+00:00
Accession:  0001104659-23-116038
Event type: other_material
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Golden Minerals closes $4.2M public offering of common stock and warrants
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- Gross proceeds ~$4.2M from sale of 4.71M common shares and warrants (Series A, B, Pre-Funded) at $0.70 per share.
- Offering closed Nov 8, 2023; proceeds for working capital and may settle Unifin Financiera lawsuit.
- Series A warrant exercise price reduced from $1.45 to $0.70 due to anti-dilution adjustment from the offering.
- H.C. Wainwright acted as exclusive placement agent; received 6% cash fee and $125K expense reimbursement.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1011509/000110465923116038/0001104659-23-116038-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1011509/000110465923116038/tm2330277d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-23-116038

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