secwatch / observer
8-K filed November 16, 2023, 6:59 PM ET ticker NWBO CIK 0001072379
debt confidence high sentiment neutral materiality 0.50

NORTHWEST BIOTHERAPEUTICS INC (NWBO): debt financing — NWBO enters $11M loan with Streeterville Capital; 8% interest, 24-month maturity

NORTHWEST BIOTHERAPEUTICS INC

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

NORTHWEST BIOTHERAPEUTICS INC incurred loan of $11,005,000 with Streeterville Capital, LLC at 8% per annum maturing 24 months.

Instrument
loan
Principal
$11,005,000
Counterparty
Streeterville Capital, LLC
Rate
8% per annum
Maturity
24 months
Event
incurrence
Exact text from the filing
On November 10, 2023, Northwest Biotherapeutics, Inc. (the “Company”) entered into a Commercial Loan Agreement and Note (collectively, the “Loan Agreement”) with Streeterville Capital, LLC (the “Holder”) in the amount of $11,005,000. The Loan Agreement has a maturity of 24 months. Repayments do not start until November 10, 2024. Following November 10, 2024, the Loan Agreement will be amortized in 12 equal monthly installments of principal at 110% of the pro rata amount, plus accrued interest. Interest on the Loan Agreement accrues at a rate of 8% per annum, and the Loan Agreement includes an original issue discount of ten percent.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

NORTHWEST BIOTHERAPEUTICS INC entered into Commercial Loan Agreement and Note with Streeterville Capital, LLC valued at $11,005,000 (effective 2023-11-10).

Action
entry
Agreement
credit facility
Counterparty
Streeterville Capital, LLC
Value
$11,005,000
Effective
2023-11-10
Exact text from the filing
On November 10, 2023, Northwest Biotherapeutics, Inc. (the “Company”) entered into a Commercial Loan Agreement and Note (collectively, the “Loan Agreement”) with Streeterville Capital, LLC (the “Holder”) in the amount of $11,005,000.
View on SEC.gov

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NORTHWEST BIOTHERAPEUTICS INC filing history →

Source: SEC EDGAR
accession 0001104659-23-119165
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