---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-119586"
form_type: "8-K"
ticker: null
cik: "0001620179"
company_name: "Exela Technologies, Inc."
filed_at: "2023-11-17T23:59:59+00:00"
generated_at: "2026-06-08T00:06:01.831215+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Exela receives Nasdaq delinquency notices for late 10-Q filing and MVLS non-compliance

## Summary
- Received additional delinquency notice on Nov 13 for failure to timely file Q3 2023 10-Q; compliance deadline extended to Feb 5, 2024.
- Also received MVLS notice: market value of listed securities below $35M minimum for 30 consecutive business days; must regain by May 13, 2024.
- Company must submit updated plan to Nasdaq by Nov 27, 2023; anticipates filing Q2 10-Q by Nov 27 and Q3 10-Q soon after.
- No immediate impact on listing/trading, but failure to regain compliance could lead to delisting.
- These are additional to prior delinquency for Q2 2023 10-Q (disclosed Aug 2023).

## SEC filing metadata
- accession: 0001104659-23-119586
- form_type: 8-K
- cik: 0001620179
- company_name: Exela Technologies, Inc.
- filed_at: 2023-11-17T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1620179/000110465923119586/0001104659-23-119586-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1620179/000110465923119586/tm2331008d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-119586
- JSON: https://secwatch.observer/filing/0001104659-23-119586.json
- Plain text: https://secwatch.observer/filing/0001104659-23-119586.txt

## Key facts
- Listing & Compliance Notices
  Exela Technologies, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: . If the Company fails to file the Periodic Reports with the Commission by February 5, 2024, Nasdaq will provide a written notification to the Company that its securities will be delisted. At that time, the Company may appeal the Nasdaq staff’s determination to a Hearings Panel under Nasdaq Listing Rule 5815. MVLS Notice On November 13, 2023, the Company also received an anticipated notice (the “ MVLS Notice ”) from Nasdaq notifying the Company that it is not in compliance with Nasdaq Listing Rule 5550(b)(2) (the “ MVLS Rule ”) because, for the last 30 consecutive business days, the Company’s
  evidence_url: https://www.sec.gov/Archives/edgar/data/1620179/000110465923119586/0001104659-23-119586-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.