---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-120471"
form_type: "8-K"
ticker: null
cik: "0001679063"
company_name: "Chicken Soup for the Soul Entertainment, Inc."
filed_at: "2023-11-22T23:59:59+00:00"
generated_at: "2026-06-07T22:16:26.662336+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Chicken Soup for the Soul Entertainment receives Nasdaq deficiency notice for late 10-Q filing

## Summary
- Received Nasdaq notice on Nov 21, 2023 for failing to file Q3 10-Q due Nov 14, 2023.
- Company has 60 days to submit a compliance plan; Nasdaq may grant extension to May 20, 2024.
- Company is working diligently to complete and file the Form 10-Q as soon as possible.
- No immediate effect on listing, but no assurance of regaining compliance with Nasdaq rules.

## SEC filing metadata
- accession: 0001104659-23-120471
- form_type: 8-K
- cik: 0001679063
- company_name: Chicken Soup for the Soul Entertainment, Inc.
- filed_at: 2023-11-22T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1679063/000110465923120471/0001104659-23-120471-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1679063/000110465923120471/tm2331365d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-120471
- JSON: https://secwatch.observer/filing/0001104659-23-120471.json
- Plain text: https://secwatch.observer/filing/0001104659-23-120471.txt

## Key facts
- Listing & Compliance Notices
  Chicken Soup for the Soul Entertainment, Inc. received a nasdaq noncompliance notice notice regarding late filing.
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: late filing
  source text: November 21, 2023, Chicken Soup for the Soul Entertainment Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with Nasdaq’s continued listing standards because the Company did not timely file its Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 (the “ Quarterly Report ”). Under Nasdaq rules, the Company now has 60 calendar days (or until January 20, 2024) to submit a plan to regain compliance. If Nasdaq accepts the Company’s plan, Nasdaq can grant an exception of u
  evidence_url: https://www.sec.gov/Archives/edgar/data/1679063/000110465923120471/0001104659-23-120471-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
