---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-120789"
form_type: "8-K"
ticker: "RZLT"
cik: "0001509261"
company_name: "Rezolute, Inc."
filed_at: "2023-11-22T23:59:59+00:00"
generated_at: "2026-06-07T22:10:17.516112+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Rezolute receives Nasdaq delisting notice for bid price below $1.00; has until May 20, 2024 to cure

## Summary
- Nasdaq notice on Nov 21, 2023: closing bid below $1.00 for 30 consecutive trading days.
- Company has 180 days (until May 20, 2024) to regain compliance by having bid ≥$1.00 for 10 consecutive days.
- If not in compliance by May 20, 2024, may qualify for additional 180-day grace period if other listing requirements are met.
- Company is evaluating options but cannot assure compliance will be achieved.
- Delisting would materially and adversely affect Rezolute's ability to raise capital and its financial condition.

## SEC filing metadata
- accession: 0001104659-23-120789
- form_type: 8-K
- ticker: RZLT
- cik: 0001509261
- company_name: Rezolute, Inc.
- filed_at: 2023-11-22T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1509261/000110465923120789/0001104659-23-120789-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1509261/000110465923120789/tm2331358d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-120789
- JSON: https://secwatch.observer/filing/0001104659-23-120789.json
- Plain text: https://secwatch.observer/filing/0001104659-23-120789.txt

## Key facts
- Listing & Compliance Notices
  Rezolute, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 5550(a)(2)
  source text: November 21, 2023, Rezolute, Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the Listing Qualifications Department of Nasdaq Stock Market (“ Nasdaq ”) indicating that, because the closing bid price for the Company’s common stock has fallen below $1.00 per share for 30 consecutive trading days, the Company was no longer in compliance with the $1.00 Minimum Bid Price requirement set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market (the “ Bid Price Requirement ”). The Notice has no immediate effect on the listing of the Company’s co
  evidence_url: https://www.sec.gov/Archives/edgar/data/1509261/000110465923120789/0001104659-23-120789-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.