---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-121027"
form_type: "8-K"
ticker: null
cik: "0001798270"
company_name: "Assure Holdings Corp."
filed_at: "2023-11-24T23:59:59+00:00"
generated_at: "2026-06-07T21:55:00.161008+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Nasdaq sends delinquency notice to Assure for late Q3 10-Q; CFO transition delayed

## Summary
- Received Nasdaq notice on Nov 21, 2023 for failure to timely file 10-Q, violating Listing Rule 5250(c)(1).
- Company has 60 days (until Jan 22, 2024) to submit a compliance plan; if accepted, up to May 20, 2024 to regain compliance.
- No immediate effect on listing; management expects to file the 10-Q before Jan 22, 2024.
- CFO John Price's resignation effective Nov 21 (delayed from Nov 17); interim CFO Paul Webster assumed role on Nov 21.

## SEC filing metadata
- accession: 0001104659-23-121027
- form_type: 8-K
- cik: 0001798270
- company_name: Assure Holdings Corp.
- filed_at: 2023-11-24T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 5.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1798270/000110465923121027/0001104659-23-121027-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1798270/000110465923121027/tm2331525d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-121027
- JSON: https://secwatch.observer/filing/0001104659-23-121027.json
- Plain text: https://secwatch.observer/filing/0001104659-23-121027.txt

## Key facts
- Listing & Compliance Notices
  Assure Holdings Corp. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: November 21, 2023, Assure Holdings Corp. (the “Company”) received a notice (the “Notice”) from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that as a result of the delinquency in the timely filing of the Company’s quarterly report on Form 10-Q for the period ended September 30, 2023 (the “10-Q”), the Company is out of compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”), which requires listed companies to timely file all required periodic reports with the Securities and Exchange Commission (the "SEC"). The Notice has no immediate effect on the listing or trading of the Comp
  evidence_url: https://www.sec.gov/Archives/edgar/data/1798270/000110465923121027/0001104659-23-121027-index.htm
- Executive change
  John Price resigned as Chief Financial Officer at Assure Holdings Corp..
  - Action: resigned
  - Role: Chief Financial Officer
  source text: the previously announced resignation of current Chief Financial Officer John Price on that same date.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1798270/000110465923121027/0001104659-23-121027-index.htm
- Executive change
  Paul Webster was appointed as interim Chief Financial Officer at Assure Holdings Corp..
  - Action: appointed
  - Role: interim Chief Financial Officer
  source text: the Company appointed Paul Webster to act as the Company’s interim Chief Financial Officer beginning November 17, 2023
  evidence_url: https://www.sec.gov/Archives/edgar/data/1798270/000110465923121027/0001104659-23-121027-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.