secwatch.observer — SEC 8-K summary
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Issuer:     Assure Holdings Corp. (—)
CIK:        0001798270
Form:       8-K
Filed at:   2023-11-24T23:59:59+00:00
Accession:  0001104659-23-121027
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01, 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Nasdaq sends delinquency notice to Assure for late Q3 10-Q; CFO transition delayed
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- Received Nasdaq notice on Nov 21, 2023 for failure to timely file 10-Q, violating Listing Rule 5250(c)(1).
- Company has 60 days (until Jan 22, 2024) to submit a compliance plan; if accepted, up to May 20, 2024 to regain compliance.
- No immediate effect on listing; management expects to file the 10-Q before Jan 22, 2024.
- CFO John Price's resignation effective Nov 21 (delayed from Nov 17); interim CFO Paul Webster assumed role on Nov 21.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1798270/000110465923121027/0001104659-23-121027-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1798270/000110465923121027/tm2331525d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-23-121027

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