Fathom Holdings prices 3M-share offering at $2.00/share; expects net proceeds ~$3.45M

Fathom Holdings Inc.

Offering comprises 2M primary shares from Fathom and 1M secondary shares from Selling Shareholder Joshua Harley.
Net proceeds of ~$3.45M will be used for general corporate purposes including accelerating agent growth.
Underwriter Roth Capital granted 45-day option to purchase up to 450K additional primary shares.
Lock-up agreements: 90 days for officers/directors, 180 days for selling shareholder.
Offering expected to close December 5, 2023.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Fathom Holdings Inc. entered into Underwriting Agreement with Roth Capital Partners, LLC, Joshua Harley valued at Sale of 2,000,000 Primary Shares and 1,000,000 Secondary Shares at $2.00 per share, with 45-day opti (effective 2023-12-01).

Action: entry
Agreement: underwriting
Counterparty: Roth Capital Partners, LLC, Joshua Harley
Value: Sale of 2,000,000 Primary Shares and 1,000,000 Secondary Shares at $2.00 per share, with 45-day opti
Effective: 2023-12-01

Exact text from the filing

On December 1, 2023, Fathom Holdings Inc. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Joshua Harley (the “Selling Shareholder”) and Roth Capital Partners, LLC, as the sole manager of the offering (the “Underwriter”).

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Fathom Holdings Inc. filing history →

Source: SEC EDGAR

accession 0001104659-23-123222

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