---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-125761"
form_type: "8-K"
ticker: "CIK"
cik: "0000810766"
company_name: "CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC."
filed_at: "2023-12-13T23:59:59+00:00"
generated_at: "2026-06-07T13:51:13.776089+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# SEC orders Credit Suisse Asset Management to pay $10M, cease-and-desist for Section 9(a) violations

## Summary
- SEC entered cease-and-desist order on Dec 13, 2023 censuring Credit Suisse and affiliates.
- Credit Suisse acted as investment adviser to the fund from Oct 2022 to June 2023 while disqualified.
- Penalty includes $10,080,220 in disgorgement, prejudgment interest, and civil penalties.
- SEC granted UBS a permanent Section 9(a) exemption in July 2023; advisory transition by June 2024.
- Fund was not involved in the consent judgment that triggered the disqualification.

## SEC filing metadata
- accession: 0001104659-23-125761
- form_type: 8-K
- ticker: CIK
- cik: 0000810766
- company_name: CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC.
- filed_at: 2023-12-13T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/810766/000110465923125761/0001104659-23-125761-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/810766/000110465923125761/tm2332692d2_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-125761
- JSON: https://secwatch.observer/filing/0001104659-23-125761.json
- Plain text: https://secwatch.observer/filing/0001104659-23-125761.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.