secwatch.observer — SEC 8-K summary ====================================== Issuer: Liquidia Corp (LQDA) CIK: 0001819576 Form: 8-K Filed at: 2023-12-14T23:59:59+00:00 Accession: 0001104659-23-126023 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 3.02, 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Liquidia closes $26M equity raises: public offering $25M, CEO private placement $1M -------------------------------------------------------------------------------- - Closed public offering of 3,491,620 shares at $7.16 for gross proceeds of approx. $25M. - Closed private placement to CEO Roger Jeffs of 139,665 shares at $7.16 for $1M. - Both transactions closed on Dec. 14, 2023; shares issued at $7.16 per share. - Private shares are restricted securities exempt from registration under Section 4(a)(2). - Offering structured as underwritten public offering with BofA Securities as representative. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1819576/000110465923126023/0001104659-23-126023-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1819576/000110465923126023/tm2332695d2_8k.htm HTML page: https://secwatch.observer/filing/0001104659-23-126023 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer