---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-23-128895"
form_type: "8-K"
ticker: "KULR"
cik: "0001662684"
company_name: "KULR Technology Group, Inc."
filed_at: "2023-12-22T23:59:59+00:00"
generated_at: "2026-06-07T07:58:47.470571+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# KULR receives NYSE American non-compliance notice for low stockholders' equity

## Summary
- Notice cites non-compliance with Section 1003(a)(i), (ii), (iii) due to stockholders' equity below $2M, $4M, $6M thresholds.
- Company must submit a compliance plan by January 19, 2024; regain compliance deadline is June 20, 2025.
- No immediate effect on listing or trading; KULR intends to deliver a plan to the Exchange.
- Company has reported losses from continuing operations/net losses in recent fiscal years.

## SEC filing metadata
- accession: 0001104659-23-128895
- form_type: 8-K
- ticker: KULR
- cik: 0001662684
- company_name: KULR Technology Group, Inc.
- filed_at: 2023-12-22T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1662684/000110465923128895/0001104659-23-128895-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1662684/000110465923128895/tm2333576d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-23-128895
- JSON: https://secwatch.observer/filing/0001104659-23-128895.json
- Plain text: https://secwatch.observer/filing/0001104659-23-128895.txt

## Key facts
- Listing & Compliance Notices
  KULR Technology Group, Inc. received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(iii), 1009).
  - Exchange: nyse american
  - Notice: deficiency notice
  - Deficiency: stockholders equity
  - Rules: 1003(a)(iii), 1009
  source text: December 20, 2023, KULR Technology Group, Inc. (the “Company”) received a letter (the “Letter”) from the staff of NYSE American LLC (the “Exchange”) stating that the Company’s stockholders’ equity as reported in its Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 (“Form 10-K”) was not in compliance with the Exchange’s continued listing standards under Section 1003(a)(iii) of the NYSE American Company Guide (the “Company Guide”). Section 1003(a)(iii) of the Company Guide requires a listed company to have stockholders’ equity of $6 million or more if the listed company has
  evidence_url: https://www.sec.gov/Archives/edgar/data/1662684/000110465923128895/0001104659-23-128895-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.