secwatch.observer — SEC 8-K summary ====================================== Issuer: PIPER SANDLER COMPANIES (PIPR) CIK: 0001230245 Form: 8-K Filed at: 2024-01-02T23:59:59+00:00 Accession: 0001104659-24-000138 Event type: leadership Sentiment: neutral Materiality: 0.50 Item codes: 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Piper Sandler appoints Kate Clune as CFO effective Jan 1, 2024 -------------------------------------------------------------- - Kate Clune succeeds Tim Carter as CFO; Carter remains through April 2024 for transition. - Clune joins from Evercore (treasurer, head of planning & strategy); previously 16 years at Morgan Stanley. - Clune reports to CEO Chad Abraham; oversees all financial operations and investor relations team. - Succession was previously disclosed in September 2023 8-K; today's filing confirms effective date. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1230245/000110465924000138/0001104659-24-000138-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1230245/000110465924000138/tm2333820d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-24-000138 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer