secwatch.observer — SEC 8-K summary ====================================== Issuer: HOOKIPA Pharma Inc. (HOOK) CIK: 0001760542 Form: 8-K Filed at: 2024-01-31T23:59:59+00:00 Accession: 0001104659-24-008825 Event type: regulatory Sentiment: negative Materiality: 0.70 Item codes: 3.01 LLM model: deepseek-v4-flash:cloud@v2 HOOKIPA Pharma transfers listing to Nasdaq Capital Market to regain bid price compliance -------------------------------------------------------------------------------- - Received Nasdaq approval to transfer common stock listing from Global Select Market to Capital Market effective Feb 1, 2024. - Granted a second 180-day compliance period until July 29, 2024 to meet $1.00 minimum bid price requirement. - Company must close at $1.00 per share for 10 consecutive business days to regain compliance. - If compliance not achieved by July 29, 2024, Nasdaq may delist the stock; Company may appeal. - Company intends to cure deficiency via a reverse stock split if necessary. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1760542/000110465924008825/0001104659-24-008825-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1760542/000110465924008825/tm244750d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-24-008825 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer