{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-24-033988","form_type":"8-K","ticker":"AAOI","cik":"0001158114","company_name":"APPLIED OPTOELECTRONICS, INC.","filed_at":"2024-03-13T23:59:59+00:00","discovered_at":"2026-05-14T18:03:23.522712+00:00","generated_at":"2026-06-04T22:03:22.875766+00:00","sec_items":["1.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Applied Optoelectronics enters ATM equity offering for up to $25M via Raymond James","bullets":["Up to $25M of common stock may be sold in at-the-market offerings through Raymond James.","Sales Agent receives up to 2% commission; expense reimbursements capped at $10,000 and $30,000.","Shares registered under existing effective shelf registration statement (filed March 2023).","Company has no obligation to sell and may suspend offers at any time."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-24-033988","json":"https://secwatch.observer/filing/0001104659-24-033988.json","markdown":"https://secwatch.observer/filing/0001104659-24-033988.md","text":"https://secwatch.observer/filing/0001104659-24-033988.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1158114/000110465924033988/0001104659-24-033988-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1158114/000110465924033988/tm248365d1_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-04T22:03:22.875766+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"488bd713d8b90b067168c74c9c1f0a9410b5e2e2","claim":"APPLIED OPTOELECTRONICS, INC. entered into Equity Distribution Agreement with Raymond James & Associates, Inc. valued at up to $25 million (effective 2024-03-13).","evidence_excerpt":"On March 13, 2024, Applied Optoelectronics, Inc. (the “Company”) entered into an Equity Distribution Agreement (the “Agreement”) with Raymond James & Associates, Inc. (the “Sales Agent”) pursuant to which the Company may issue and sell shares of the Company’s common stock, par value $0.001 per share (the “Shares”) having an aggregate offering price of up to $25 million from time to time through the Sales Agent.","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1158114/000110465924033988/0001104659-24-033988-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"atm program"},{"label":"Counterparty","value":"Raymond James & Associates, Inc."},{"label":"Value","value":"up to $25 million"},{"label":"Effective","value":"2024-03-13"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}