secwatch.observer — SEC 8-K summary ====================================== Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI) CIK: 0001158114 Form: 8-K Filed at: 2024-03-13T23:59:59+00:00 Accession: 0001104659-24-033988 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Applied Optoelectronics enters ATM equity offering for up to $25M via Raymond James -------------------------------------------------------------------------------- - Up to $25M of common stock may be sold in at-the-market offerings through Raymond James. - Sales Agent receives up to 2% commission; expense reimbursements capped at $10,000 and $30,000. - Shares registered under existing effective shelf registration statement (filed March 2023). - Company has no obligation to sell and may suspend offers at any time. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1158114/000110465924033988/0001104659-24-033988-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1158114/000110465924033988/tm248365d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-24-033988 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer