{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-24-034564","form_type":"8-K","ticker":"RZLT","cik":"0001509261","company_name":"Rezolute, Inc.","filed_at":"2024-03-14T23:59:59+00:00","discovered_at":"2026-05-14T18:03:24.422014+00:00","generated_at":"2026-06-04T19:21:02.626915+00:00","sec_items":["1.01","4.01","9.01"],"event_type":"other_material","sentiment":"neutral","materiality_score":0.6,"calibrated_materiality_score":0.6,"confidence":"high","headline":"Rezolute exchanges 3M common shares for pre-funded warrants; reduces outstanding by 3M shares","bullets":["Exchanged 3,000,000 shares with certain stockholders for pre-funded warrants exercisable at $0.001/share.","Retired shares cancelled, reducing outstanding common stock by 3,000,000 shares; company paid $3,000 total.","Warrants not exercisable if holder would own >9.99% after exercise; also subject to 19.99% limit pending stockholder approval.","Dismissed Plante & Moran as auditor, appointed Grant Thornton LLP; no disagreements other than prior material weakness disclosure."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-24-034564","json":"https://secwatch.observer/filing/0001104659-24-034564.json","markdown":"https://secwatch.observer/filing/0001104659-24-034564.md","text":"https://secwatch.observer/filing/0001104659-24-034564.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924034564/0001104659-24-034564-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924034564/tm248506d2_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-04T19:21:02.626915+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"2ca94741ac8b3fcf0e6c5699b650ec152d4db230","claim":"Rezolute, Inc. engaged Grant Thornton LLP as its auditor.","evidence_excerpt":"On March 8, 2024, the Company appointed Grant Thornton LLP (“Grant Thornton”) as its new independent registered public account firm.","evidence_source":"SEC 8-K Item 4.01/4.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924034564/0001104659-24-034564-index.htm","confidence":0.9,"family_label":"Auditor Changes","details":[{"label":"Action","value":"engagement"},{"label":"Auditor","value":"Grant Thornton LLP"}],"fact_type":"auditor_change"},{"claim_id":"491e16efacc74d134c0da942878916e4f4e3a547","claim":"Rezolute, Inc. dismissed Plante & Moran, PLLC as its auditor.","evidence_excerpt":"On March 8, 2024, the Company dismissed Plante & Moran, PLLC (“Plante Moran”) as its independent registered public accounting firm.","evidence_source":"SEC 8-K Item 4.01/4.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924034564/0001104659-24-034564-index.htm","confidence":0.9,"family_label":"Auditor Changes","details":[{"label":"Action","value":"dismissal"},{"label":"Auditor","value":"Plante & Moran, PLLC"},{"label":"Successor","value":"Grant Thornton LLP"}],"fact_type":"auditor_change"},{"claim_id":"5a1da0a3dd0dc6744b26ea6e960010bb57663b09","claim":"Rezolute, Inc. entered into Exchange Agreement with certain Company stockholders valued at aggregate of 3,000,000 shares of common stock (effective 2024-03-08).","evidence_excerpt":"On March 8, 2024, Rezolute, Inc. (the “Company”) entered into a securities exchange agreement (the “Exchange Agreement”) with certain Company stockholders (the “Exchanging Stockholders”), pursuant to which the Company exchanged an aggregate of 3,000,000 shares of the Company’s common stock, par value $0.001 per share (the “Retired Shares”), owned by the Exchanging Stockholders for pre-funded warrants (the “Exchange Warrants”) to purchase an aggregate of 3,000,000 shares of common stock","evidence_source":"SEC 8-K Item 1.01/1.02","evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924034564/0001104659-24-034564-index.htm","confidence":0.9,"family_label":"Material Agreements","details":[{"label":"Action","value":"entry"},{"label":"Agreement","value":"equity purchase"},{"label":"Counterparty","value":"certain Company stockholders"},{"label":"Value","value":"aggregate of 3,000,000 shares of common stock"},{"label":"Effective","value":"2024-03-08"}],"fact_type":"material_agreement"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}