secwatch.observer — SEC 8-K summary
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Issuer:     Rezolute, Inc. (RZLT)
CIK:        0001509261
Form:       8-K
Filed at:   2024-03-14T23:59:59+00:00
Accession:  0001104659-24-034564
Event type: other_material
Sentiment:  neutral
Materiality: 0.60
Item codes: 1.01, 4.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Rezolute exchanges 3M common shares for pre-funded warrants; reduces outstanding by 3M shares
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- Exchanged 3,000,000 shares with certain stockholders for pre-funded warrants exercisable at $0.001/share.
- Retired shares cancelled, reducing outstanding common stock by 3,000,000 shares; company paid $3,000 total.
- Warrants not exercisable if holder would own >9.99% after exercise; also subject to 19.99% limit pending stockholder approval.
- Dismissed Plante & Moran as auditor, appointed Grant Thornton LLP; no disagreements other than prior material weakness disclosure.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1509261/000110465924034564/0001104659-24-034564-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1509261/000110465924034564/tm248506d2_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-24-034564

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer