secwatch.observer — SEC 8-K summary ====================================== Issuer: TriSalus Life Sciences, Inc. (TLSI) CIK: 0001826667 Form: 8-K Filed at: 2024-04-16T23:59:59+00:00 Accession: 0001104659-24-047373 Event type: other_material Sentiment: negative Materiality: 0.70 Item codes: 4.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 TriSalus dismisses KPMG, hires Grant Thornton; KPMG cited going concern ----------------------------------------------------------------------- - Dismissed KPMG as auditor on April 12, 2024; KPMG's reports included a going concern emphasis citing recurring losses. - Engaged Grant Thornton LLP as new independent registered public accounting firm for FY 2024. - No disagreements with KPMG on accounting principles; but material weaknesses in internal controls were disclosed. - Material weaknesses: insufficient trained resources, inadequate controls over business combination, warrant valuation, and equity system conversion. - KPMG's audit reports for 2022 and 2023 contained a separate paragraph on substantial doubt about going concern. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1826667/000110465924047373/0001104659-24-047373-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1826667/000110465924047373/tm2411884d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-24-047373 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer