secwatch.observer — SEC 8-K summary
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Issuer:     Cartica Acquisition Corp (—)
CIK:        0001848437
Form:       8-K
Filed at:   2024-04-19T23:59:59+00:00
Accession:  0001104659-24-049522
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Cartica Acquisition Corp fails minimum total holders rule; Nasdaq threatens delisting
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- Received Nasdaq notice on April 16, 2024 for failing to maintain at least 400 total holders; securities subject to suspension/delisting unless hearing requested by April 23.
- Company intends to request a hearing before Nasdaq Hearings Panel to appeal; trading to continue during the hearing process.
- No assurance the hearing will be successful; trading could be suspended if appeal fails.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1848437/000110465924049522/0001104659-24-049522-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1848437/000110465924049522/tm2412293d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-24-049522

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