{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-24-063029","form_type":"8-K","ticker":"RZLT","cik":"0001509261","company_name":"Rezolute, Inc.","filed_at":"2024-05-17T23:59:59+00:00","discovered_at":"2026-05-14T18:03:18.741936+00:00","generated_at":"2026-06-01T15:30:08.340039+00:00","sec_items":["5.07","9.01"],"event_type":"other","sentiment":"neutral","materiality_score":0.3,"calibrated_materiality_score":0.15,"confidence":"high","headline":"Rezolute stockholders approve all proposals at 2024 annual meeting","bullets":["All six director nominees elected with >26.8M votes each: Kim, Elam, Fauchet, Labrucherie, Hogenhuis, Kreher.","Ratification of Grant Thornton as independent auditor approved: 27.35M for, 3,686 against.","Say-on-pay advisory vote approved: 26.68M for, 225,756 against.","Equity plan amendment to add incentive compensation recovery policy approved: 26.55M for, 338,688 against."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-24-063029","json":"https://secwatch.observer/filing/0001104659-24-063029.json","markdown":"https://secwatch.observer/filing/0001104659-24-063029.md","text":"https://secwatch.observer/filing/0001104659-24-063029.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/tm2414592d2_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-01T15:30:08.340039+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"aaebf0425aed27d91ff94e071e8b7d59609ddce8","claim":"Rezolute, Inc. shareholders approved Say-on-Pay Proposal at the 2024-05-16 meeting.","evidence_excerpt":"Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company’s named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 26,684,240 225,756 152,659 431,722","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","confidence":0.95},{"claim_id":"b14e597933d112b75061643d11bfa73b45e9788c","claim":"Rezolute, Inc. shareholders approved Election of Directors at the 2024-05-16 meeting.","evidence_excerpt":"Proposal No. 1 - Election of Directors To elect the following nominees to serve as members of the Company’s board of directors: Nominee Name Votes For Votes Withheld Broker Non Votes Young-Jin Kim 26,867,423 195,232 431,722 Nevan Charles Elam 27,027,137 35,518 431,722 Philippe Fauchet 26,839,313 223,342 431,722 Gil Labrucherie 26,909,378 153,277 431,722 Wladimir Hogenhuis 26,839,313 223,342 431,722 Nerissa Kreher 26,839,040 223,615 431,722","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","confidence":0.95},{"claim_id":"ee90f6d733bd1471eb12175ada360d0d2a77bb0d","claim":"Rezolute, Inc. shareholders approved Equity Plan Amendment Proposal at the 2024-05-16 meeting.","evidence_excerpt":"Proposal No. 4 - Equity Plan Amendment Proposal To approve an amendment to the Company’s 2021 Stock Incentive Plan to reflect the adoption of the Company’s incentive compensation recovery policy: Votes For Votes Against Abstentions Broker Non Votes 26,551,450.000 338,688 172,517 431,722","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","confidence":0.95},{"claim_id":"fc042301422ab9e4d609de537835f7c9c9234b46","claim":"Rezolute, Inc. shareholders approved Ratification of Independent Registered Public Accounting Firm at the 2024-05-16 meeting.","evidence_excerpt":"Proposal No. 2 - Ratification of Independent Registered Public Accounting Firm To ratify Grant Thornton LLP as the Company’s independent registered public accounting firm for fiscal year 2024: Votes For Votes Against Abstentions Broker Non Votes 27,350,525 3,686 140,166 431,722","evidence_source":"SEC 8-K Item 5.07","evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","confidence":0.95}],"comparable_filings":[{"accession":"0001104659-26-068996","ticker":"XBP","company_name":"XBP Global Holdings, Inc.","filed_at":"2026-06-01T21:00:49+00:00","headline":"XBP Global Holdings annual meeting elects directors, approves auditor and say-on-pay","event_type":"other","sec_items":["5.07","9.01"],"materiality_score":0.3,"calibrated_materiality_score":0.15,"match_reasons":["same fact type: shareholder_vote","same SEC item: 5.07, 9.01","same event type: other","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-26-068996","json":"https://secwatch.observer/filing/0001104659-26-068996.json","markdown":"https://secwatch.observer/filing/0001104659-26-068996.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1839530/000110465926068996/0001104659-26-068996-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1839530/000110465926068996/tm2616124d2_8k.htm"},"side_by_side_evidence":{"fact_type":"shareholder_vote","source_excerpt":"Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company’s named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 26,684,240 225,756 152,659 431,722","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","comparable_excerpt":"· Proposal 3 — To consider and vote upon a proposal to approve, on an advisory (non-binding) basis, the compensation of our named executive officers (the “say-on-pay vote”): Votes For Votes Against Votes Abstained Broker Non-Votes 8,208,462 1,323,885 1,011 577,920","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1839530/000110465926068996/0001104659-26-068996-index.htm"}},{"accession":"0001628280-26-039483","ticker":"AXON","company_name":"AXON ENTERPRISE, INC.","filed_at":"2026-06-01T20:10:40+00:00","headline":"Axon shareholders elect all 9 director nominees and approve say-on-pay at 2026 annual meeting","event_type":"other","sec_items":["5.07","9.01"],"materiality_score":0.25,"calibrated_materiality_score":0.15,"match_reasons":["same fact type: shareholder_vote","same SEC item: 5.07, 9.01","same event type: other","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001628280-26-039483","json":"https://secwatch.observer/filing/0001628280-26-039483.json","markdown":"https://secwatch.observer/filing/0001628280-26-039483.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1069183/000162828026039483/0001628280-26-039483-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1069183/000162828026039483/axon-20260528.htm"},"side_by_side_evidence":{"fact_type":"shareholder_vote","source_excerpt":"Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company’s named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 26,684,240 225,756 152,659 431,722","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","comparable_excerpt":"The non-binding advisory vote to approve the compensation of the Company's named executive officers was approved as follows: FOR AGAINST ABSTAIN BROKER NON-VOTES 54,903,698 6,239,017 112,972 11,665,236","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1069183/000162828026039483/0001628280-26-039483-index.htm"}},{"accession":"0001828536-26-000052","ticker":"NRGV","company_name":"Energy Vault Holdings, Inc.","filed_at":"2026-06-01T15:36:32+00:00","headline":"Energy Vault shareholders elect three Class II directors and ratify BDO USA as auditor","event_type":"other","sec_items":["5.07","9.01"],"materiality_score":0.25,"calibrated_materiality_score":0.15,"match_reasons":["same fact type: shareholder_vote","same SEC item: 5.07, 9.01","same event type: other","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001828536-26-000052","json":"https://secwatch.observer/filing/0001828536-26-000052.json","markdown":"https://secwatch.observer/filing/0001828536-26-000052.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1828536/000182853626000052/0001828536-26-000052-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1828536/000182853626000052/nrgv-20260529.htm"},"side_by_side_evidence":{"fact_type":"shareholder_vote","source_excerpt":"Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company’s named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 26,684,240 225,756 152,659 431,722","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","comparable_excerpt":"Proposal 2 - Ratification of the appointment of BDO USA, P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2026 Votes For Votes Against Votes Abstaining Broker Non-Votes 127,775,985 168,810 59,341 —","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1828536/000182853626000052/0001828536-26-000052-index.htm"}},{"accession":"0000067716-24-000059","ticker":"MDU","company_name":"MDU RESOURCES GROUP INC","filed_at":"2024-05-20T23:59:59+00:00","headline":"MDU Resources shareholders elect all nine directors, approve say-on-pay and auditor ratification at annual meeting","event_type":"other","sec_items":["5.07","9.01"],"materiality_score":0.1,"calibrated_materiality_score":0.1,"match_reasons":["same fact type: shareholder_vote","same SEC item: 5.07, 9.01","same event type: other","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0000067716-24-000059","json":"https://secwatch.observer/filing/0000067716-24-000059.json","markdown":"https://secwatch.observer/filing/0000067716-24-000059.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/67716/000006771624000059/0000067716-24-000059-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/67716/000006771624000059/mdu-20240514.htm"},"side_by_side_evidence":{"fact_type":"shareholder_vote","source_excerpt":"Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company’s named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 26,684,240 225,756 152,659 431,722","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","comparable_excerpt":"3. Shares For Shares Against Abstentions Ratification of the Appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for 2024 174,085,618 6,520,218 333,762 The proposal was approved, having received the affirmative vote of a majority of the common stock present in person or represented by proxy at the Annual Meeting and entitled to vote on the proposal","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/67716/000006771624000059/0000067716-24-000059-index.htm"}},{"accession":"0000071829-24-000058","ticker":"NPKI","company_name":"NPK International Inc.","filed_at":"2024-05-20T23:59:59+00:00","headline":"Newpark Resources shareholders approve officer liability limit; eliminate preferred stock series","event_type":"other","sec_items":["5.03","5.07","9.01"],"materiality_score":0.15,"calibrated_materiality_score":0.15,"match_reasons":["same fact type: shareholder_vote","same SEC item: 5.07, 9.01","same event type: other","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0000071829-24-000058","json":"https://secwatch.observer/filing/0000071829-24-000058.json","markdown":"https://secwatch.observer/filing/0000071829-24-000058.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/71829/000007182924000058/0000071829-24-000058-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/71829/000007182924000058/nr-20240516.htm"},"side_by_side_evidence":{"fact_type":"shareholder_vote","source_excerpt":"Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company’s named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 26,684,240 225,756 152,659 431,722","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","comparable_excerpt":"Proposal 2: An advisory vote on named executive officer compensation : The stockholders of the Company approved, on a non-binding advisory basis, the compensation of the named executive officers as described in the Company’s Proxy Statement.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/71829/000007182924000058/0000071829-24-000058-index.htm"}},{"accession":"0000093751-24-000639","ticker":"STT","company_name":"STATE STREET CORP","filed_at":"2024-05-20T23:59:59+00:00","headline":"State Street shareholders elect all 12 directors, approve say-on-pay and auditor","event_type":"other","sec_items":["5.07","9.01"],"materiality_score":0.3,"calibrated_materiality_score":0.15,"match_reasons":["same fact type: shareholder_vote","same SEC item: 5.07, 9.01","same event type: other","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0000093751-24-000639","json":"https://secwatch.observer/filing/0000093751-24-000639.json","markdown":"https://secwatch.observer/filing/0000093751-24-000639.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/93751/000009375124000639/0000093751-24-000639-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/93751/000009375124000639/stt-20240515.htm"},"side_by_side_evidence":{"fact_type":"shareholder_vote","source_excerpt":"Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company’s named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 26,684,240 225,756 152,659 431,722","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","comparable_excerpt":"The shareholders voted: to elect the twelve director nominees; to approve the advisory proposal on executive compensation; and to ratify the selection of the independent registered public accounting firm.","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/93751/000009375124000639/0000093751-24-000639-index.htm"}},{"accession":"0000950170-24-061851","ticker":"CMRC","company_name":"Commerce.com, Inc.","filed_at":"2024-05-17T23:59:59+00:00","headline":"BigCommerce shareholders elect three Class I directors, ratify EY as auditor","event_type":"other","sec_items":["5.07","9.01"],"materiality_score":0.1,"calibrated_materiality_score":0.1,"match_reasons":["same fact type: shareholder_vote","same SEC item: 5.07, 9.01","same event type: other","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0000950170-24-061851","json":"https://secwatch.observer/filing/0000950170-24-061851.json","markdown":"https://secwatch.observer/filing/0000950170-24-061851.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1626450/000095017024061851/0000950170-24-061851-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1626450/000095017024061851/bigc-20240516.htm"},"side_by_side_evidence":{"fact_type":"shareholder_vote","source_excerpt":"Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company’s named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 26,684,240 225,756 152,659 431,722","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","comparable_excerpt":"Proposal 2 – Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024: Votes For Votes Against Votes Abstaining Broker Non-Votes 56,588,883 1,088,942 400,913 –","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1626450/000095017024061851/0000950170-24-061851-index.htm"}},{"accession":"0001050441-24-000088","ticker":"EGBN","company_name":"EAGLE BANCORP INC","filed_at":"2024-05-17T23:59:59+00:00","headline":"Eagle Bancorp shareholders elect all nine director nominees, ratify auditor, approve say-on-pay","event_type":"other","sec_items":["5.07","9.01"],"materiality_score":0.25,"calibrated_materiality_score":0.15,"match_reasons":["same fact type: shareholder_vote","same SEC item: 5.07, 9.01","same event type: other","similar materiality"],"urls":{"canonical":"https://secwatch.observer/filing/0001050441-24-000088","json":"https://secwatch.observer/filing/0001050441-24-000088.json","markdown":"https://secwatch.observer/filing/0001050441-24-000088.md","edgar_index":"https://www.sec.gov/Archives/edgar/data/1050441/000105044124000088/0001050441-24-000088-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1050441/000105044124000088/gnw-20240516.htm"},"side_by_side_evidence":{"fact_type":"shareholder_vote","source_excerpt":"Proposal No. 3 - Say-on-Pay Proposal To approve by a non-binding advisory vote, the compensation of the Company’s named executive officers, as disclosed in the Executive Compensation section of the proxy statement: Votes For Votes Against Abstentions Broker Non Votes 26,684,240 225,756 152,659 431,722","source_evidence_url":"https://www.sec.gov/Archives/edgar/data/1509261/000110465924063029/0001104659-24-063029-index.htm","comparable_excerpt":"The number of votes cast for, against, withheld and broker non-votes cast on the ratification of the appointment of Crowe LLP as the Company's independent registered public accounting firm for the year ended December 31, 2024 is as set forth below: For Against Abstain Broker Non-Votes 23,883,762 50,349 35,869 —","comparable_evidence_url":"https://www.sec.gov/Archives/edgar/data/1050441/000105044124000088/0001050441-24-000088-index.htm"}}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}