{"schema_version":"secwatch.filing_event.v1","accession":"0001104659-24-063106","form_type":"8-K","ticker":null,"cik":"0001885998","company_name":"Roth CH Acquisition V Co.","filed_at":"2024-05-17T23:59:59+00:00","discovered_at":"2026-05-14T18:03:21.092705+00:00","generated_at":"2026-06-01T17:06:06.587899+00:00","sec_items":["3.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"Roth CH Acquisition V faces potential Nasdaq delisting over insufficient shareholder count","bullets":["Nasdaq notified company on May 13, 2024, that it failed to regain compliance with minimum 400 total shareholders requirement.","Company requested a hearing on May 17, 2024, which automatically stays delisting pending the hearing and possible extension.","Maximum extension the Panel can grant extends to November 11, 2024; no assurance of compliance.","Company previously disclosed non-compliance on October 9, 2023, and had until April 8, 2024 to cure."],"urls":{"canonical":"https://secwatch.observer/filing/0001104659-24-063106","json":"https://secwatch.observer/filing/0001104659-24-063106.json","markdown":"https://secwatch.observer/filing/0001104659-24-063106.md","text":"https://secwatch.observer/filing/0001104659-24-063106.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/1885998/000110465924063106/0001104659-24-063106-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/1885998/000110465924063106/tm2414889d1_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-01T17:06:06.587899+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"d3268760be16fbc6a052c9cf86cf293151b7868f","claim":"Roth CH Acquisition V Co. received a nasdaq deficiency notice notice regarding shareholders (rules 5450(a)(2), 5810(c)(2)(B)(i)).","evidence_excerpt":"May 13, 2024, Nasdaq notified the Company that it did not regain compliance with the requirement during the extension period. As a result, the Company was notified that unless the Company timely requests a hearing before a Nasdaq Hearings Panel (the “Panel”), the Company’s securities would be subject to delisting. Accordingly, the Company requested a hearing before the Panel on May 17, 2024. The hearing request automatically stays any suspension/delisting action pending the hearing and the expiration of any additional extension period granted by the Panel following the hearing. In that regard","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/1885998/000110465924063106/0001104659-24-063106-index.htm","confidence":0.9,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nasdaq"},{"label":"Notice","value":"deficiency notice"},{"label":"Deficiency","value":"shareholders"},{"label":"Rules","value":"5450(a)(2), 5810(c)(2)(B)(i)"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}