---
schema_version: "secwatch.filing_event.v1"
accession: "0001104659-24-063106"
form_type: "8-K"
ticker: null
cik: "0001885998"
company_name: "Roth CH Acquisition V Co."
filed_at: "2024-05-17T23:59:59+00:00"
generated_at: "2026-06-01T17:06:06.587899+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Roth CH Acquisition V faces potential Nasdaq delisting over insufficient shareholder count

## Summary
- Nasdaq notified company on May 13, 2024, that it failed to regain compliance with minimum 400 total shareholders requirement.
- Company requested a hearing on May 17, 2024, which automatically stays delisting pending the hearing and possible extension.
- Maximum extension the Panel can grant extends to November 11, 2024; no assurance of compliance.
- Company previously disclosed non-compliance on October 9, 2023, and had until April 8, 2024 to cure.

## SEC filing metadata
- accession: 0001104659-24-063106
- form_type: 8-K
- cik: 0001885998
- company_name: Roth CH Acquisition V Co.
- filed_at: 2024-05-17T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1885998/000110465924063106/0001104659-24-063106-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1885998/000110465924063106/tm2414889d1_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001104659-24-063106
- JSON: https://secwatch.observer/filing/0001104659-24-063106.json
- Plain text: https://secwatch.observer/filing/0001104659-24-063106.txt

## Key facts
- Listing & Compliance Notices
  Roth CH Acquisition V Co. received a nasdaq deficiency notice notice regarding shareholders (rules 5450(a)(2), 5810(c)(2)(B)(i)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: shareholders
  - Rules: 5450(a)(2), 5810(c)(2)(B)(i)
  source text: May 13, 2024, Nasdaq notified the Company that it did not regain compliance with the requirement during the extension period. As a result, the Company was notified that unless the Company timely requests a hearing before a Nasdaq Hearings Panel (the “Panel”), the Company’s securities would be subject to delisting. Accordingly, the Company requested a hearing before the Panel on May 17, 2024. The hearing request automatically stays any suspension/delisting action pending the hearing and the expiration of any additional extension period granted by the Panel following the hearing. In that regard
  evidence_url: https://www.sec.gov/Archives/edgar/data/1885998/000110465924063106/0001104659-24-063106-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.