secwatch.observer — SEC 8-K summary
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Issuer:     Roth CH Acquisition V Co. (—)
CIK:        0001885998
Form:       8-K
Filed at:   2024-05-17T23:59:59+00:00
Accession:  0001104659-24-063106
Event type: regulatory
Sentiment:  negative
Materiality: 0.70
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

Roth CH Acquisition V faces potential Nasdaq delisting over insufficient shareholder count
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- Nasdaq notified company on May 13, 2024, that it failed to regain compliance with minimum 400 total shareholders requirement.
- Company requested a hearing on May 17, 2024, which automatically stays delisting pending the hearing and possible extension.
- Maximum extension the Panel can grant extends to November 11, 2024; no assurance of compliance.
- Company previously disclosed non-compliance on October 9, 2023, and had until April 8, 2024 to cure.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1885998/000110465924063106/0001104659-24-063106-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1885998/000110465924063106/tm2414889d1_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-24-063106

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