secwatch.observer — SEC 8-K summary ====================================== Issuer: NORTHWEST BIOTHERAPEUTICS INC (NWBO) CIK: 0001072379 Form: 8-K Filed at: 2024-06-04T23:59:59+00:00 Accession: 0001104659-24-068314 Event type: other_material Sentiment: neutral Materiality: 0.40 Item codes: 1.01 LLM model: deepseek-v4-flash:cloud@v2 Northwest Biotherapeutics sells 8.125M shares at $0.40 to SIO Capital for $3.25M -------------------------------------------------------------------------------- - SPA signed June 4, 2024; closing expected June 5, 2024. - Gross proceeds of $3,250,000 from sale of 8,125,000 shares of common stock. - Proceeds to be used for ongoing business operations. - SIO Capital Management LLC is the purchaser; Joseph Gunnar & Co. acted as placement agent. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1072379/000110465924068314/0001104659-24-068314-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1072379/000110465924068314/tm2416435d1_8k.htm HTML page: https://secwatch.observer/filing/0001104659-24-068314 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer