secwatch.observer — SEC 8-K summary
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Issuer:     Rezolute, Inc. (RZLT)
CIK:        0001509261
Form:       8-K
Filed at:   2024-06-14T23:59:59+00:00
Accession:  0001104659-24-071813
Event type: other_material
Sentiment:  neutral
Materiality: 0.65
Item codes: 1.01, 7.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Rezolute prices $60M public offering of 11.25M shares and pre-funded warrants at $4.00/share
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- Offering includes 11,250,000 shares of common stock at $4.00/share and pre-funded warrants for 3,750,000 shares at $3.999 each.
- Expected net proceeds of approximately $56M (or $64.5M if underwriters' option is fully exercised).
- Proceeds to fund R&D and general corporate purposes; closing expected on or about June 17, 2024.
- Jefferies and Cantor Fitzgerald act as joint book-running managers; underwriters have 30-day option for additional 2.25M shares.
- Lock-up agreements with officers, directors, and certain stockholders for 90 days post-offering.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1509261/000110465924071813/0001104659-24-071813-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1509261/000110465924071813/tm2416818d3_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-24-071813

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