secwatch.observer — SEC 8-K summary
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Issuer:     APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK:        0001158114
Form:       8-K
Filed at:   2024-08-06T23:59:59+00:00
Accession:  0001104659-24-086291
Event type: other_material
Sentiment:  neutral
Materiality: 0.35
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Applied Optoelectronics amends equity distribution agreement; up to $60M ATM offering
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- Amendment No. 1 to Equity Distribution Agreement with Raymond James dated Aug 6, 2024.
- Company may issue up to $60 million in common stock via at-the-market offerings.
- As of Aug 6, 2024, 1,748,726 shares sold for approx $20.5 million under original agreement.
- Sales agent compensation up to 2% of gross sales price; certain expense reimbursements.
- Offering registered under existing S-3 shelf; prospectus supplement filed.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1158114/000110465924086291/0001104659-24-086291-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1158114/000110465924086291/tm2419623d2_8k.htm
  HTML page:      https://secwatch.observer/filing/0001104659-24-086291

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